Services
Audit & Review
The AML/CFT Act 2009 requires all reporting entities to have their risk assessment and AML/CFT Programme audited every three years, or at any other time at the request of the supervisor. One AML is fully qualified to independently audit all reporting entities in Aotearoa (New Zealand).
AML/CFT Audit
Get a full, independent audit in accordance with SAE 3100 assurance engagements of your AML/CFT risk assessment and programme.
Pre-Audit Reviews
Ensure your AML documentation and processes are aligned and operating effectively.
Post-Audit Value Add
We’ll highlight areas of non-compliance and provide recommendations on remediation.
We provide independent AML/CFT audit, consulting and advisory services to all phase 1 and 2 reporting entities in Aotearoa (New Zealand).
Accounting
The easy access and wide geographic spread of accounting services, coupled with accountants' gatekeeper role and use in every phase of ML/TF.
Virtual Assets / Crypto
The easy access and wide geographic spread of VASP services, coupled with their pseudo-anonymous nature and use in every phase of ML/TF.
Financial Services
Domestic and international evidence suggests that financial institutions are vulnerable to ML/TF. The Act. and regulations place obligations on New Zealand’s financial institutions to detect and deter ML/TF.
Law
The easy access and wide geographic spread of legal services, coupled with lawyers’ gatekeeper role and use in every phase of ML/TF.
Real Estate
The use of real estate in ML/TF is well-known and demonstrable. FIU research indicates real estate is the ML asset of choice.
Other Captured Sectors
Other industries that are widely spread and easy to access by ML. The nature of these industries lends itself to all stages of ML/TF.
FAQs
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John and Akash are true professionals , providing a professional service. They have completed the 3 - year statutory audit of the risk assessment and compliance programme for our reporting entities. They are open to hearing your point of view as it is not "a one size fits all" approach for all reporting entities. They are also reasonably priced. Keep up the good work guys!
Angelo Tomlinson, Senior Manager
VCFO
